TrueAdvisor
TrueAdvisor
VL
VL

Virginia Lawrence

Morgan Stanley
23 Years of Experience
Rancho Sante Fe, CA
1 DisclosureBroker
View SEC Summary
View SEC Summary

Virginia Lawrence is a registered investment advisor at Morgan Stanley, based in Rancho Sante Fe, CA, with 23 years of industry experience. Virginia is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.

Morgan Stanley
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23172 advisors
Number of Clients
2,703,720 clients
Average Client Portfolio
$726K average
Assets Under Management
$1961.9B

Fee Structure

Investment management only (planning not offered)

Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.

View Full SEC Brochure

Location

6041 La Flecha, Post Off Box 415, Rancho Sante Fe, CA, 92067

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
March 2002
Final Disposition
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Morgan Stanley
September 2011 - Present · 15 yrs 1 mo
Morgan Stanley
September 2011 - Present · 15 yrs 1 mo
Morgan StanleyBroker
September 2011 - Present · 15 yrs 1 mo
Previous Registrations
Wells Fargo Advisors, LLC
March 2010 - August 2011 · 1 yr 5 mos
Wells Fargo Advisors, LLCBroker
March 2010 - August 2011 · 1 yr 5 mos
Wells Fargo Investments, LLCBroker
January 2005 - March 2010 · 5 yrs 2 mos
Wells Fargo Investments, LLC
January 2005 - March 2010 · 5 yrs 2 mos
Banc of America Investment Services, INC.
July 2004 - November 2004 · 4 mos
Banc of America Investment Services, INC.Broker
March 2004 - November 2004 · 8 mos
Morgan Stanley Dw INC.Broker
September 1999 - May 2001 · 1 yr 8 mos
State Registrations37 states
ALARAZCACOCTDCFLGAHIIAIDILKYLAMAMDMIMOMTNCNJNVNYOHOKORPAPRSCTNTXUTVAWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Rancho Sante Fe, CA →All financial advisors in California →