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CFP
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CFP

William Norris

Robert W. Baird & CO. Incorporated
26 Years of Experience
Boulder, CO
Broker
View SEC Summary
View SEC Summary

William Norris is a CFP-designated registered investment advisor at Robert W. Baird & CO. Incorporated, based in Boulder, CO, with 26 years of industry experience. William is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 3 more. Their firm serves 241,359 clients with $390B in assets under management.

Robert W. Baird & CO. Incorporated
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2620 advisors
Number of Clients
241,359 clients
Average Client Portfolio
$1.6M average
Assets Under Management
$394.1B

Fee Structure

Investment management only (planning not offered)

Robert W. Baird & Co. charges an ongoing annual fee for portfolio management, which is bundled with trade execution and custody services as part of a wrap fee program. The specific fee amount depends on the chosen program, strategy, and the size of your portfolio, and is generally calculated as a percentage of the assets they manage for you. Additional costs may apply if managers execute trades away from Baird or if you utilize specialized overlay services.

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Location

1301 Canyon Blvd, Suite 220, Boulder, CO, 80302

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

William owns multiple rental properties in Steamboat Springs and Boulder, Colorado. He spends minimal time on these activities, primarily on maintenance and tenant management for some properties.

Employment History
Current Registrations
Robert W. Baird & CO. IncorporatedBroker
January 2012 - Present · 14 yrs 9 mos
Robert W. Baird & CO. Incorporated
January 2012 - Present · 14 yrs 9 mos
Robert W. Baird & CO. Incorporated
January 2012 - Present · 14 yrs 9 mos
Previous Registrations
Charles Schwab & CO., INC.
February 2001 - January 2012 · 10 yrs 11 mos
Charles Schwab & CO., INC.Broker
September 2000 - January 2012 · 11 yrs 4 mos
State Registrations28 states
ALARAZCACOCTDCFLIDILINMAMDMNMONCNHNYOHORPATNTXUTVAWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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