Kenneth Shade is a registered investment advisor, based in Houston, TX, with 26 years of industry experience.
Location
2700 Post Oak Blvd, Ste 1700, Houston, TX, 77056
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Kenneth works as a contractor for BV Securities LLC and Reef Securities, and as an independent contractor for Sunbelt Securities, all in investment-related roles. These activities take up a few hours per week for each of BV Securities and Reef Securities.
Employment History
Current Registrations
Reef Securities, INC.Broker
Sunbelt Securities
BV Securities, LLCBroker
Sunbelt Securities, INC.
Sunbelt Securities, INC.Broker
Previous Registrations
Chapwood Securities, INC.Broker
Nobles & Richards, INC.Broker
Reef Securities, INC.Broker
Chestnut Financial Advisers, INC.
Sunbelt Securities, INC.Broker
Chestnut Exploration Partners, INC.Broker
Generational Capital Markets INC.Broker
Evolve Securities, INC.Broker
Afs Brokerage, INC.
Afs Brokerage, INC.
Afs Brokerage, INC.Broker
American Landmark Securities, INC.Broker
Milkie/ferguson Investments, INC.
Milkie/ferguson Investments, INC.Broker
Sws Financial Services
Sws Financial ServicesBroker
Dean Witter Reynolds INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.