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Hiroshi Mizutani

International Assets Investment Management, LLC
24 Years of Experience
Azusa, CA
1 Disclosure
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Hiroshi Mizutani is a registered investment advisor at International Assets Investment Management, LLC, based in Azusa, CA, with 24 years of industry experience. Hiroshi operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 5,961 clients with $2.6B in assets under management.

International Assets Investment Management, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
121 advisors
Number of Clients
5,961 clients
Average Client Portfolio
$431K average
Assets Under Management
$2.6B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any3.00%

Fees are negotiable up to an annual maximum of 3.00% depending on portfolio size, transaction fee inclusion, and service complexity.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

622 E Desert Willow Rd, Azusa, CA, 91702

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2024
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Hiroshi works as an advisor for International Assets Investment Management LLC since May 2025, dedicating about half his time. He also works as an investment advisor for Global Assets Advisory, LLC since April 2019, dedicating about a quarter of his time.

Employment History
Current Registrations
Global Assets Advisory, LLC
May 2025 - Present · 1 yr 5 mos
International Assets Investment Management, LLC
May 2025 - Present · 1 yr 5 mos
Previous Registrations
Western International Securities, INC.Broker
July 2015 - May 2025 · 9 yrs 10 mos
Western International Securities
July 2015 - May 2025 · 9 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2007 - July 2015 · 7 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2007 - July 2015 · 7 yrs 9 mos
Citigroup Global Markets INC.
May 2007 - September 2007 · 4 mos
Citigroup Global Markets INC.Broker
May 2007 - September 2007 · 4 mos
Citicorp Investment Services
January 2007 - May 2007 · 4 mos
Citicorp Investment ServicesBroker
October 2005 - May 2007 · 1 yr 7 mos
Citigroup Global Markets INC.Broker
November 2002 - December 2003 · 1 yr 1 mo
Citicorp Investment ServicesBroker
August 1999 - October 2001 · 2 yrs 2 mos
State Registrations1 state
CA
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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