Hiroshi Mizutani
Hiroshi Mizutani is a registered investment advisor at International Assets Investment Management, LLC, based in Azusa, CA, with 23 years of industry experience. Hiroshi operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management, Retirement Planning. Their firm serves 5,961 clients with $2.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
IAIM charges an annual asset-based investment advisory fee up to 3.00%, negotiated between the client and the investment advisor representative (IAR). The fee depends on factors like the size of the relationship, inclusion/exclusion of transaction fees, and complexity of services. Fees are typically based on the market value of assets under management at the end of the prior month or quarter, but may be offered as a fixed quarterly fee. Clients also pay transaction fees for each trade, including no-transaction-fee mutual funds. IAIM may recommend third-party asset managers (TPAMs), in which case the client's overall fees will include IAIM's fee plus the TPAM's fees.
Location
622 E Desert Willow Rd, Azusa, CA, 91702
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Regulatory History (1)
Customer Dispute
July 2024Other Business Activities
Hiroshi works as an advisor for International Assets Investment Management LLC since May 2025, dedicating about half his time. He also works as an investment advisor for Global Assets Advisory, LLC since April 2019, dedicating about a quarter of his time.
Employment History
Current Registrations
Global Assets Advisory, LLC
International Assets Investment Management, LLC
Previous Registrations
Western International Securities, INC.Broker
Western International Securities
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Citicorp Investment Services
Citicorp Investment ServicesBroker
Citigroup Global Markets INC.Broker
Citicorp Investment ServicesBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.