William Craig is a registered investment advisor at LPL Financial LLC, based in Auburn, CA, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
2558-A Bell Road, Auburn, CA, 95603
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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William operates his LPL business under the DBA Sierra Central Financial Services. He also owns rental real estate, but dedicates no time to it.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
CUNA Brokerage Services, INC.Broker
CUNA Brokerage Services, INC.
Jrs Investments and Wealth Preservation, LLC
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
J.P. Morgan Securities LLC
J.P. Morgan Securities LLCBroker
Sorrento Pacific Financial, LLCBroker
Edward JonesBroker
Principal Funds Distributor, INC.Broker
Xcu Capital Corporation, INC.Broker
Financial Network Investment CorporationBroker
Edward JonesBroker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.