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Stephen Taylor

Mariner
26 Years of Experience
Orlando, FL
2 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Stephen Taylor is a registered investment advisor at Mariner, based in Orlando, FL, with 26 years of industry experience. Stephen is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 11 more. Their firm serves 55,512 clients with $130B in assets under management.

Mariner
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
985 advisors
Number of Clients
55,512 clients
Average Client Portfolio
$2.3M average
Assets Under Management
$125.4B

Fee Structure

Minimum Investment:$100K
Planning is included in investment management (also available separately)
Minimum Annual Fee:$7,500
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M1.25%
$1.0M - $5.0M1.00%
$5.0M - $10.0M0.80%
$10M+0.60%

Fees are subject to negotiation. Subject to a minimum quarterly fee of $1,875. Certain alternative strategies and specialized accounts may incur separate strategy fees or third-party manager fees.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1000 Legion Place, Ste 1285, Orlando, FL, 32801

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2021
Settled
Customer Dispute
May 2002
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Stephen is a registered representative and investment advisor representative with MSEC, LLC and Mariner Wealth Advisors, respectively, dedicating full-time hours to these roles. He also sells various insurance products and owns Vaughn Wealth Management LLC, spending minimal time on the latter.

Employment History
Current Registrations
Mariner
October 2021 - Present · 5 yrs
Msec, LLC
October 2021 - Present · 5 yrs
Msec, LLCBroker
October 2021 - Present · 5 yrs
Previous Registrations
Commonwealth Financial Network
August 2015 - October 2021 · 6 yrs 2 mos
Commonwealth Financial NetworkBroker
August 2015 - October 2021 · 6 yrs 2 mos
NFP Advisor Services, LLC
February 2008 - August 2015 · 7 yrs 6 mos
NFP Advisor Services, LLCBroker
February 2008 - August 2015 · 7 yrs 6 mos
Cs Capital Strategies Financial Group, INC.Broker
October 2004 - February 2008 · 3 yrs 4 mos
Intersecurities, INC.
May 2003 - October 2004 · 1 yr 5 mos
Intersecurities, INC.Broker
August 2002 - October 2004 · 2 yrs 2 mos
Banc of America Investment Services, INC.Broker
September 2001 - July 2002 · 10 mos
Banc of America Investment Services, INC.
September 2001 - July 2002 · 10 mos
A. G. Edwards & Sons, INC.Broker
May 2001 - September 2001 · 4 mos
First Union Securities, INC.Broker
October 2000 - March 2001 · 5 mos
First Union Brokerage Services, INC.Broker
October 1999 - October 2000 · 1 yr
State Registrations5 states
CODEFLGAMI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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