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CFP

Daniel Dueweke

Commonwealth Financial Network
26 Years of Experience
Bay City, MI
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Daniel Dueweke is a CFP-designated registered investment advisor at Commonwealth Financial Network, based in Bay City, MI, with 26 years of industry experience. Daniel is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 10 more. Their firm serves 360,488 clients with $210B in assets under management.

Commonwealth Financial Network
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2904 advisors
Number of Clients
360,488 clients
Average Client Portfolio
$590K average
Assets Under Management
$212.7B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)
Minimum Annual Fee:$600
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $750K2.25%
$750K - $1.0M2.00%
$1.0M - $2.0M1.75%
$2M+1.50%

Fees are negotiable. Schedule represents maximum allowable annual management fees for PPS Custom programs. Other programs like PPS Select and PPS Direct have separate advisor and program fee schedules.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

3010 E Midland Road, Bay City, MI, 48706

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2021
Closed-No Action
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Daniel sells fixed insurance, dedicating minimal time to this activity. He is also a co-owner of Shoreline Wealth Partners, which facilitates securities, advisory, and insurance business, taking up all of his time.

Employment History
Current Registrations
Commonwealth Financial NetworkBroker
July 2024 - Present · 2 yrs 3 mos
Commonwealth Financial Network
July 2024 - Present · 2 yrs 3 mos
Previous Registrations
Cetera Investment Advisers LLC
January 2014 - July 2024 · 10 yrs 6 mos
Cetera Investment Services LLC
October 2010 - January 2014 · 3 yrs 3 mos
Cetera Investment Services LLCBroker
July 2006 - July 2024 · 18 yrs
Raymond James Financial Services, INC.Broker
October 2002 - July 2006 · 3 yrs 9 mos
Merrill Lynch Pierce Fenner & Smith INC.
April 2001 - October 2002 · 1 yr 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 2000 - October 2002 · 2 yrs 9 mos
State Registrations14 states
ARAZCOFLGAKYLAMINCNVSCTNVAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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