WM
WM

Wayne Miller

26 Years of Experience
Brookfield, WI
Broker

Wayne Miller is a registered investment advisor at Ameriprise Financial Services, LLC, based in Brookfield, WI, with 26 years of industry experience. Wayne operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

300 N Corporate Dr Ste 100, Brookfield, WI, 53045

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Wayne is a board member and trustee for multiple organizations in Brookfield, WI, since 1998, dedicating minimal time to each. He also serves as a trustee for the Knights of Columbus since 2023, which is not investment-related.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
July 2010 - Present · 15 yrs 10 mos
Ameriprise Financial Services, LLC
July 2010 - Present · 15 yrs 10 mos
Ameriprise Financial Services, LLCBroker
July 2010 - Present · 15 yrs 10 mos
Previous Registrations
Robert W. Baird & CO. Incorporated
September 1999 - July 2010 · 10 yrs 10 mos
Robert W. Baird & CO. IncorporatedBroker
September 1999 - July 2010 · 10 yrs 10 mos
State Registrations13 states
ALAZCACOFLIAILMINCNJNMTXWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.