Timothy Herlihy
Timothy Herlihy is a CFP-designated registered investment advisor at LPL Financial LLC, based in Kingston, MA, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Kingston, MA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Timothy is a notary since 2011, dedicating minimal time to this activity. He is also an insurance agent since 2012, spending about a quarter of his time on non-variable insurance. Additionally, Timothy works as a USA Ice Hockey Official since 2023, spending about 10-20% of his time on this activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Lincoln Financial Securities CorporationBroker
U.S. Wealth Advisors, LLC.Broker
Aig Financial Advisors, INC.Broker
US Financial Advisors, LLC
Sunamerica Securities, INC.Broker
Herlihy Financial Network
Commonwealth Financial NetworkBroker
Commonwealth Financial NetworkBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.