Brian Baker is a registered investment advisor, based in Kingwood, TX, with 23 years of industry experience. Brian is also registered as a broker, so some compensation may come from commissions on products sold.
Location
Kingwood, TX
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Pinnacle Capital Securities, LLCBroker
June 2026 - Present · 4 mos
Pinnacle Capital Securities, LLC
June 2026 - Present · 4 mos
Saxony Capital Management, LLC
January 2026 - Present · 9 mos
Previous Registrations
Mcnally Financial Services Corporation
June 2025 - January 2026 · 7 mos
Mcnally Financial Services CorporationBroker
February 2025 - January 2026 · 11 mos
Triton Pacific Securities, LLCBroker
December 2023 - February 2025 · 1 yr 2 mos
D.H. Hill Securities, LllpBroker
March 2022 - December 2022 · 9 mos
Locorr Distributors, LLCBroker
July 2019 - June 2020 · 11 mos
G.distributors, LLCBroker
April 2017 - July 2019 · 2 yrs 3 mos
Equinox Group Distributors, LLCBroker
April 2013 - April 2017 · 4 yrs
Nationwide Investment Services CorporationBroker
August 2010 - February 2013 · 2 yrs 6 mos
Guardian Investor Services LLCBroker
January 2007 - August 2010 · 3 yrs 7 mos
Aim Private Asset Management
June 2005 - January 2007 · 1 yr 7 mos
A I M Distributors, INC.Broker
March 2001 - January 2007 · 5 yrs 10 mos
Dean Witter Reynolds INC.Broker
September 1999 - December 2000 · 1 yr 3 mos
State Registrations2 states
CATX
AdvisorBroker
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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