Robert Rettig is a registered investment advisor at Morgan Stanley, based in Laguna Niguel, CA, with 22 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
28202 Cabot Road, Suite 500, Laguna Niguel, CA, 92677
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan StanleyBroker
August 2010 - Present · 15 yrs 9 mos
Morgan Stanley
August 2010 - Present · 15 yrs 9 mos
Previous Registrations
Morgan Stanley Smith BarneyBroker
October 2009 - January 2010 · 3 mos
Morgan Stanley Smith Barney LLC
September 2009 - January 2010 · 4 mos
Citigroup Global Markets INC.Broker
April 2006 - June 2008 · 2 yrs 2 mos
Citigroup Global Markets INC.
April 2006 - June 2008 · 2 yrs 2 mos
Citicorp Investment ServicesBroker
June 2003 - April 2004 · 10 mos
Citicorp Investment Services
June 2003 - April 2004 · 10 mos
Merrill Lynch Pierce Fenner & Smith INC.
October 2000 - June 2003 · 2 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2000 - June 2003 · 3 yrs 3 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.