SN
SN

Suzanne Nicholson

26 Years of Experience
Paramus, NJ
Broker

Suzanne Nicholson is a registered investment advisor at Morgan Stanley, based in Paramus, NJ, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...

Location

61 South Paramus Road, 3rd Floor, Paramus, NJ, 07652

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Morgan StanleyBroker
March 2014 - Present · 12 yrs 2 mos
Morgan Stanley
March 2014 - Present · 12 yrs 2 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
December 2009 - March 2014 · 4 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 2009 - March 2014 · 4 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 2007 - June 2009 · 1 yr 11 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
July 2007 - June 2009 · 1 yr 11 mos
Wachovia Securities, LLC
July 2003 - July 2007 · 4 yrs
Wachovia Securities, LLCBroker
October 2000 - July 2007 · 6 yrs 9 mos
First Union Brokerage Services, INC.Broker
September 1999 - October 2000 · 1 yr 1 mo
State Registrations45 states
ALARAZCACOCTDCDEFLGAHIIAILINKYLAMAMDMEMIMNMOMTNCNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.