Lawrence Wefferling is a registered investment advisor at LPL Financial LLC, based in Caldwell, NJ, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
35 Smull Avenue, Caldwell, NJ, 07006
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Lawrence works for Wefferling & Company, CPAs, LLC, providing accounting services, which takes about half of his time. He also operates Collins Lambert, LLC, a DBA for his LPL business, dedicating about half of his time to it.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Summit Financial Resources INC
Summit Equities INC
Summit Equities, INC.Broker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.