Philip Straley is a PFS-designated registered investment advisor at LPL Financial LLC, based in Alpena, MI, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
525 S. State Ave, Alpena, MI, 49707
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Philip operates Trillium Private Wealth Management as a DBA for his LPL business. He also works as an accountant for Straley Lamp & Kraenzlein PC, dedicating about half of his time to this role during trading hours.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
1st Global Advisors INC
1st Global Capital CORP.Broker
State Registrations9 states
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