Marshall Ozanne
Marshall Ozanne is a CFP-designated registered investment advisor at Probity Advisors, INC., based in Dallas, TX, with 22 years of industry experience. Marshall operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 560 clients with $730M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Probity Advisors charges an annual fee based on a percentage of the assets they manage. The fee varies depending on the investment platform chosen:
- Advantage Platform: 1.22% on the first $99,999, 1.22% from $100,000 to $249,999, 1.22% from $250,000 to $499,999, 1.14% from $500,000 to $999,999, and 1.05% for $1,000,000 and above.
- Tactical Allocation Platform: 1.00% on the first $99,999, 0.90% from $100,000 to $249,999, 0.85% from $250,000 to $499,999, 0.80% from $500,000 to $999,999, and 0.75% for $1,000,000 and above.
- Diversified Income Platform: 1.22% on the first $99,999, 1.22% from $100,000 to $249,999, 1.22% from $250,000 to $499,999, 1.14% from $500,000 to $999,999, and 1.05% for $1,000,000 and above.
- Fixed Income Platform: 0.5% on all assets.
Fees are billed quarterly, in advance, based on the value of the account at the end of the previous quarter. There is a $100 minimum annual fee.
Location
10000 N. Central Expressway, Suite 1326, Dallas, TX, 75231
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Other Business ActivitiesSells Insurance
Marshall is the President of Ozanne Financial Services, LLC, where he focuses on insurance sales, RIA consulting, operations, and business development, dedicating about a third of his time. He also works at Probity Advisors, Inc. (RIA) for about three-quarters of his time and WSA Affiliates, LLC (RIA) for minimal time.
Employment History
Current Registrations
Wsa Affiliates, LLC
Probity Advisors, INC.
Private Client Services, LLCBroker
Previous Registrations
Woodbury Financial Services, INC.Broker
Woodbury Financial Services, INC.
Probity Advisors, INC.
Tower Square Securities, INC.
Tower Square Securities, INC.Broker
State Registrations19 states
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