KW
KW

Kyle Weeks

19 Years of Experience
Alpharetta, GA
Broker

Kyle Weeks is a registered investment advisor, based in Alpharetta, GA, with 19 years of industry experience.

Location

6250 Shiloh Rd., Ste 30, Alpharetta, GA, 30005

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Kyle is the owner, founder, CEO, and president of Securities Compliance Management, Inc. (SCM), a compliance consulting company, dedicating nearly full-time hours across all related entities. He is also the President, Owner, and Sole Member of Weeks Technologies, LLC, a research and development software company, spending a few hours per week. He also assists his wife with her rental property business from time to time.

Employment History
Current Registrations
Katama Securities LLCBroker
November 2025 - Present · 6 mos
Act Securities, LLC
October 2025 - Present · 7 mos
Sera Global Securities US LLCBroker
June 2024 - Present · 1 yr 11 mos
Previous Registrations
Register Financial Advisors, LLC
February 2025 - November 2025 · 9 mos
Arkap Markets, LLCBroker
May 2024 - October 2024 · 5 mos
Churchill Stateside Securities, LLCBroker
May 2023 - February 2024 · 9 mos
Lafise Securities Corporation
November 2022 - February 2023 · 3 mos
Mcp Securities, LLCBroker
January 2022 - January 2022 · 0 mos
Hatteras CapitalBroker
January 2022 - January 2022 · 0 mos
Fintrust Brokerage Services, LLCBroker
January 2022 - January 2022 · 0 mos
P2 Corporate Finance, LLCBroker
August 2021 - November 2021 · 3 mos
Equapath Capital, LLCBroker
August 2021 - December 2021 · 4 mos
Palmas SecuritiesBroker
August 2021 - December 2021 · 4 mos
Penn Securities LLCBroker
July 2021 - January 2022 · 6 mos
Hatteras CapitalBroker
July 2021 - December 2021 · 5 mos
Mckenzie Securities LLCBroker
June 2021 - December 2021 · 6 mos
Tuxedo Capital Partners, LLCBroker
June 2021 - July 2021 · 1 mo
Fintrust Brokerage Services, LLCBroker
June 2021 - December 2021 · 6 mos
Pantek Securities LLCBroker
March 2021 - January 2022 · 10 mos
Lumos Partners, LLCBroker
March 2021 - July 2021 · 4 mos
Mcp Securities, LLCBroker
March 2021 - December 2021 · 9 mos
Bridge Alternatives Securities, LLC.Broker
March 2021 - December 2021 · 9 mos
Etico Partners, LLCBroker
March 2021 - October 2021 · 7 mos
Register Financial Advisors, LLC
August 2020 - December 2020 · 4 mos
Ferguson Shapiro LLC
July 2018 - August 2018 · 1 mo
Watchdog Capital, LLCBroker
June 2016 - December 2021 · 5 yrs 6 mos
Harbor Light Investment Advisors, LLC
May 2016 - December 2016 · 7 mos
Redwood Wealth Management, LLC
November 2014 - March 2015 · 4 mos
Sherman & Company LLCBroker
April 2014 - May 2014 · 1 mo
Harbor Light Securities, LLCBroker
February 2014 - December 2016 · 2 yrs 10 mos
Atlanta Capital Group
January 2012 - December 2012 · 11 mos
Wordentrade, INC.Broker
July 2011 - May 2013 · 1 yr 10 mos
Stateside Securities, LLCBroker
January 2011 - December 2011 · 11 mos
Lihtc Securities, LLCBroker
January 2011 - February 2011 · 1 mo
First Southern Securities, LLC.Broker
August 2010 - December 2010 · 4 mos
Sage Southeastern Securities, INC.Broker
May 2010 - December 2010 · 7 mos
Stateside Capital, LLC
April 2010 - July 2010 · 3 mos
The Hutchison CompanyBroker
November 2009 - June 2010 · 7 mos
Elliott Davis Brokerage Services, LLCBroker
August 2008 - January 2011 · 2 yrs 5 mos
Hatteras CapitalBroker
February 2008 - December 2008 · 10 mos
Riverstone Wealth Management, INC.Broker
January 2007 - December 2013 · 6 yrs 11 mos
Stateside Securities, LLCBroker
November 2006 - December 2010 · 4 yrs 1 mo
1st Worldwide Financial Partners, LLCBroker
October 2006 - December 2011 · 5 yrs 2 mos
Bhk Securities, LLCBroker
June 2006 - August 2010 · 4 yrs 2 mos
Yieldquest Securities, LLCBroker
August 2005 - October 2006 · 1 yr 2 mos
State Registrations8 states
DEGAMAMSMTNCNYTX
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.