Troy Haugen is a registered investment advisor at Alera Investment Advisors, LLC, based in Deerfield, IL, with 24 years of industry experience. Troy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Insurance Planning, Investment Management, and 1 more. Their firm serves 2,272 clients with $3.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Alera Investment Advisors (AIA) offers investment management services where fees are based on a percentage of your portfolio's value. The annual fee typically ranges from 0.25% to 1.50%, depending on the amount you invest, the investment strategies used, and the complexity of the services. Fees are calculated based on the market value of your portfolio at the end of the prior quarter and are paid quarterly in advance. Fees may be negotiable.
Alera Investment Advisors may also recommend using The Ascent Group's investment platform, where fees can be up to 1.75% annually, depending on the size and composition of your portfolio and the services provided. This fee is comprised of an Advisor Fee payable to AIA and a Platform Fee payable to TAG. These fees are based on the average daily account balance and are charged quarterly in arrears.
Location
Three Parkway North, Suite 500, Deerfield, IL, 60015-2567
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Troy is the president of Breakers LLC, owning the property for a coffee shop, and spends a few hours per week managing it. He is also the president of HaugenCorp dba ColdStone Creamery and Riptide Coffee Company dba the Human Bean, managing each shop and dedicating about 10-20% of his time to each.
Employment History
Current Registrations
Alera Investment Advisors, LLC
Previous Registrations
Osaic Wealth, INC.Broker
Onedigital Investment Advisors
Triad Advisors LLCBroker
Independent Financial Partners
LPL Financial LLCBroker
Morgan Stanley Smith BarneyBroker
Citigroup Global Markets INC.Broker
Mcdonald Investments INC.Broker
Mcdonald Investments INC.Broker
Financial West GroupBroker
Sutro & CO. IncorporatedBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.