Mark Dickson
Mark Dickson is a registered investment advisor at LPL Financial LLC, based in Lubbock, TX, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
5202 Indiana Avenue, Lubbock, TX, 79413-4216
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Mark is involved in several business activities, including accounting, tax preparation, and real estate rentals. He also spends about 10% of his time selling non-variable insurance products, and full-time managing his LPL business.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Level Four Advisory Services
Lincoln Financial Securities CorporationBroker
Securities America, INC.Broker
Mwc Advisors, Lc
National Planning CorporationBroker
National Planning Corporation ("npc of America" in Fl & Ny)
1st Global Capital CORP.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.