Benjamin Ludwig is a registered investment advisor, based in Schweksville, PA, with 25 years of industry experience. Benjamin is also registered as a broker, so some compensation may come from commissions on products sold.
Location
Schweksville, PA
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cnr Securities, LLC
April 2014 - Present · 12 yrs 6 mos
RBC Rochdale, LLC
April 2014 - Present · 12 yrs 6 mos
Cnr Securities, LLCBroker
April 2014 - Present · 12 yrs 6 mos
Previous Registrations
Lockwood Advisors INC
July 2006 - March 2014 · 7 yrs 8 mos
Pershing LLCBroker
May 2005 - March 2014 · 8 yrs 10 mos
Sei Investments Distribution CO.Broker
March 2002 - November 2004 · 2 yrs 8 mos
Vanguard Marketing CorporationBroker
September 1999 - May 2001 · 1 yr 8 mos
State Registrations33 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.