PV
PV

Paul Vanecek

24 Years of Experience
Villa Park, IL
1 DisclosureBroker

Paul Vanecek is a registered investment advisor at LPL Financial LLC, based in Villa Park, IL, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

1 W. Roosevelt Road, Villa Park, IL, 60181

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2024
Settled
Other Business Activities

Paul is a notary public, dedicating minimal time to this activity. He also has DBAs for his LPL business and a financial institution duty as an advisor at Old National Bank Corporation, spending minimal time on the latter.

Employment History
Current Registrations
LPL Financial LLC
November 2015 - Present · 10 yrs 8 mos
LPL Financial LLC
November 2015 - Present · 10 yrs 8 mos
LPL Financial LLCBroker
November 2015 - Present · 10 yrs 8 mos
Previous Registrations
LPL Financial LLCBroker
July 2009 - July 2015 · 6 yrs
LPL Financial LLC
July 2009 - July 2015 · 6 yrs
U.S. Bancorp Investments, INC.
March 2005 - July 2009 · 4 yrs 4 mos
U.S. Bancorp Investments, INC.Broker
May 2003 - July 2009 · 6 yrs 2 mos
Charter One Securities, INC.Broker
November 2001 - April 2002 · 5 mos
Abn Amro Financial Services, INC.Broker
May 2000 - November 2001 · 1 yr 6 mos
Investors Capital CORP.Broker
November 1999 - June 2000 · 7 mos
State Registrations22 states
AZCACOFLGAIAILINKSKYLAMDMNMONCNVPASCTNTXVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Paul Vanecek - Financial Advisor | TrueAdvisor