MA
MA

Matthew James Allain

24 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningFinancial Planning & CoachingInsurance PlanningHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
30 advisors
Number of Clients
1,533 clients
Average Client Portfolio
$1.7M average
Assets Under Management
$2.7B

Fee Structure

AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $500K1.50%
$500K - $1000K1.25%
$1.0M - $10.0M1.00%
$10.0M - $25.0M0.85%
$25.0M - $75.0M0.65%
$75.0M - $150.0M0.50%
$150M+0.35%

Fees are negotiable on a client-by-client basis.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

100 Wood Avenue South, Suite 209, Iselin, NJ, 08830

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Matthew holds an active insurance license and is a licensed member of Minimize Risk, LLC, a New Jersey-based insurance agency. He is also a board member of Capflow Funding Group Managers, LLC, dedicating minimal time to this role.

Employment History
Current Registrations
Leo Brokerage, LLCBroker
March 2022 - Present · 3 yrs 11 mos
Leo Wealth, LLC
October 2016 - Present · 9 yrs 4 mos
Leo Fund Services, LLC
September 2014 - Present · 11 yrs 5 mos
Previous Registrations
Olden Lane Securities, LLCBroker
October 2017 - June 2020 · 2 yrs 8 mos
Senahill Securities, LLCBroker
November 2014 - October 2015 · 11 mos
Fcg Advisors, LLCBroker
December 2010 - December 2012 · 2 yrs
The Ayco Company,l.p.
July 2002 - October 2010 · 8 yrs 3 mos
Mercer Allied Company, L.P.Broker
October 1999 - October 2010 · 11 yrs
State Registrations2 states
NJNY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.