Matthew Allain is a registered investment advisor at Leo Wealth, LLC, based in Edison, NJ, with 25 years of industry experience. Matthew operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Annuities, Business Owners, Corporate Executives, and 9 more. Their firm serves 1,714 clients with $3.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.50% |
| $500K - $1.0M | 1.25% |
| $1.0M - $10.0M | 1.00% |
| $10.0M - $25.0M | 0.85% |
| $25.0M - $75.0M | 0.65% |
| $75.0M - $150.0M | 0.50% |
| $150M+ | 0.35% |
Fees are negotiable on a client-by-client basis. ERISA 3(21) services are negotiable up to a maximum rate of 2.00%.
Fee Estimator
Location
379 Thornall Street, Floor 9-Suite 9, Edison, NJ, 08837
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Matthew holds an active insurance license and is a licensed member of Minimize Risk, LLC, a New Jersey-based insurance agency. He is also a board member of Capflow Funding Group Managers, LLC, dedicating minimal time to this role.
Employment History
Current Registrations
Leo Wealth, LLC
Leo Fund Services, LLC
Previous Registrations
Leo Brokerage, LLCBroker
Olden Lane Securities, LLCBroker
Senahill Securities, LLCBroker
Fcg Advisors, LLCBroker
The Ayco Company,l.p.
Mercer Allied Company, L.P.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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