Kelly Hosek
Kelly Hosek is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Sioux Falls, SD, with 25 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
4908 S Technopolis Dr, Sioux Falls, SD, 57106
Get directionsHistory
Regulatory History (8)
Customer Dispute
September 2013Customer Dispute
February 2009Customer Dispute
February 2009Regulatory
January 2009Customer Dispute
September 2008Customer Dispute
May 2004Customer Dispute
December 2003Criminal
October 1996Other Business Activities
Kelly is an officer and president of Capital Wealth Planning, and an associate/employee of Legacy Financial Group, both involving financial advisor duties and taking about half of Kelly's time for each. Kelly also owns rental real estate, dedicating minimal time to it.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Previous Registrations
Raymond James Financial Services, INC.Broker
Wachovia Securities, LLC
Wachovia Securities, LLCBroker
A. G. Edwards & Sons, INC.
A. G. Edwards & Sons, INC.Broker
Edward JonesBroker
State Registrations22 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.