WR
CFP
WR
CFP

Walter Rogers

25 Years of Experience
Denham Springs, LA
Broker

Walter Rogers is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Denham Springs, LA, with 25 years of industry experience. Walter operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

525 Florida Avenue Sw, Denham Springs, LA, 70726

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Walter facilitates a personal finance course at Christ Community Church. This activity takes minimal time and involves no compensation.

Employment History
Current Registrations
Cetera Investment Advisers LLC
August 2022 - Present · 3 yrs 9 mos
Cetera Investment Services LLCBroker
August 2022 - Present · 3 yrs 9 mos
Previous Registrations
Hancock Whitney Investment Services INC.
October 2011 - August 2022 · 10 yrs 10 mos
Hancock Whitney Investment Services INC.Broker
October 2011 - August 2022 · 10 yrs 10 mos
USAA Financial Planning Services
March 2009 - October 2011 · 2 yrs 7 mos
USAA Financial Advisors, INC.Broker
March 2009 - October 2011 · 2 yrs 7 mos
Hancock Investment Services, INC.Broker
August 2002 - February 2009 · 6 yrs 6 mos
Financial Design, INC.Broker
February 2002 - May 2002 · 3 mos
Edward JonesBroker
February 2000 - February 2002 · 2 yrs
State Registrations50 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Walter Rogers - Financial Advisor | TrueAdvisor