Walter Rogers
Walter Rogers is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Denham Springs, LA, with 26 years of industry experience. Walter is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
525 Florida Avenue Sw, Denham Springs, LA, 70726
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Walter facilitates a personal finance course at Christ Community Church. This activity takes minimal time and involves no compensation.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Investment Services LLCBroker
Previous Registrations
Hancock Whitney Investment Services INC.
Hancock Whitney Investment Services INC.Broker
USAA Financial Planning Services
USAA Financial Advisors, INC.Broker
Hancock Investment Services, INC.Broker
Financial Design, INC.Broker
Edward JonesBroker
State Registrations50 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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