Harold Rosen
Harold Rosen is a registered investment advisor at Pinnacle Peak Capital Management LLC, based in Arlington Hts, IL, with 26 years of industry experience. Harold operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management. Their firm serves 3 clients with $1.8M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $2.0M | 1.25% |
| $2M+ | 1.00% |
If a client chooses to utilize options, the fee is 1.5% on the first $2,000,000 and 1.25% thereafter. PPCM reserves the right to discount fees.
Fee Estimator
Location
Arlington Hts, IL
Get directionsHistory
Regulatory History (2)
Customer Dispute
March 2017Civil
March 2016Other Business Activities
Harold conducts part-time business and financial consulting for Pinnacle Peak Capital Mgt LLC, starting in 1999. This takes about half of his time, with very little time spent during trading hours.
Employment History
Current Registrations
Pinnacle Peak Capital Management LLC
Previous Registrations
H.P. Becker & CO
H.P. Becker & CO
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.