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ChFC
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ChFC

Dana Preis

Moneco Advisors
27 Years of Experience
Fairfield, CT
BrokerSells Insurance
View SEC Summary
View SEC Summary

Dana Preis is a ChFC-designated registered investment advisor at Moneco Advisors, based in Fairfield, CT, with 27 years of industry experience. Dana is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 2,812 clients with $2.3B in assets under management.

Moneco Advisors
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
49 advisors
Number of Clients
2,812 clients
Average Client Portfolio
$811K average
Assets Under Management
$2.3B

Fee Structure

Minimum Investment:$10K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Maximum annual fee is 2.00%, negotiated individually based on portfolio size, complexity, and services required.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2150 Post Road, Suite 201, Fairfield, CT, 06824

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Dana sells non-variable insurance products, including life, health, disability, LTC, and fixed annuities, dedicating minimal time to this. Dana also works as an investment advisor representative (IAR) through Moneco Advisors, spending full-time hours on this activity.

Employment History
Current Registrations
Moneco Advisors
November 2014 - Present · 11 yrs 11 mos
LPL Financial LLC
July 2009 - Present · 17 yrs 3 mos
LPL Financial LLCBroker
July 2009 - Present · 17 yrs 3 mos
Previous Registrations
Northeast Planning Associates, INC.
March 2013 - October 2014 · 1 yr 7 mos
LPL Financial LLC
July 2009 - October 2015 · 6 yrs 3 mos
MML Investors Services, INC.
May 2003 - July 2009 · 6 yrs 2 mos
MML Investors Services, INC.Broker
September 1999 - July 2009 · 9 yrs 10 mos
State Registrations10 states
CACTDCFLMAMENCNJNYTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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