William Gray
William Gray is a registered investment advisor at LPL Financial LLC, based in Calimesa, CA, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
504 Myrtlewood Dr, Calimesa, CA, 92320
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Regulatory History (1)
Regulatory
October 2015Other Business ActivitiesSells Insurance
William is involved in several business activities, including insurance-related activities through Tri-Focus Wealth Management Group, tax preparation, and real estate rental through ZTAR Holdings, LLC. He dedicates minimal time to the real estate rental and about 10-20% of his time to his LPL business and tax preparation.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Edward JonesBroker
State Registrations40 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.