Gloria Rotner is a registered investment advisor at LPL Financial LLC, based in Cheyenne, WY, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Cheyenne, WY
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Gloria is involved in several business activities, including a cattle breeding program (minimal time), and providing administrative support to Western Wealth Management, LLC (a few hours per week). She also works as a part-time administrative assistant for G&W Wealth Management (about 10-20% of her time) and is associated with Colorado Financial Partners and The Investment Center.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Allstate Financial Services, LLCBroker
LPL Financial Corporation
LPL Financial CorporationBroker
MML Investors Services, INC.Broker
Atlas Securities, INC.Broker
Dean Witter Reynolds INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.