Matthew Westley is a registered investment advisor, based in Wheaton, IL, with 25 years of industry experience.
Location
120 E. Liberty Drive, Suite 400, Wheaton, IL, 60187
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
First Trust Portfolios L.P.Broker
April 2014 - Present · 12 yrs 5 mos
First Trust Advisors LP
April 2014 - Present · 12 yrs 5 mos
First Trust Portfolios L.P.
April 2014 - Present · 12 yrs 5 mos
Previous Registrations
Incapital Insurance Services, LLCBroker
July 2012 - May 2014 · 1 yr 10 mos
Incapital LLCBroker
May 2012 - May 2014 · 2 yrs
Wells Fargo Advisors, LLC
August 2008 - May 2012 · 3 yrs 9 mos
Wells Fargo Advisors, LLCBroker
August 2008 - May 2012 · 3 yrs 9 mos
Citigroup Global Markets INC.
March 2002 - September 2008 · 6 yrs 6 mos
Citigroup Global Markets INC.Broker
August 2000 - September 2008 · 8 yrs 1 mo
State Registrations3 states
DEILMD
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.