Naomi Tanabe is a registered investment advisor at LPL Financial LLC, based in Cos Cob, CT, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
119 E Putnam Ave, Cos Cob, CT, 06807
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Naomi co-owns rental real estate property in Marco Island, Florida since 2009, dedicating a few hours per week to it. She also operates under the DBA "Wilmington Advisors at M&T" for her LPL business.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
People's United Advisors, INC.
People's Securities, INC.
People's Securities, INC.Broker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations23 states
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