Henry Redd is a registered investment advisor at LPL Financial LLC, based in San Diego, CA, with 19 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
4707 Executive Dr, San Diego, CA, 92121-3091
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Henry is involved in several outside business activities. He works for HR Tax Associates, operates EAW Wealth & Retirement Planning LLC as a DBA for his LPL business, is employed by Intuit, and teaches at Aurora University, dedicating about half his time to Intuit and a few hours per week to Aurora University.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
SA Stone Wealth Management INC.Broker
SA Stone Investment Advisors INC.
Morgan Stanley
Morgan StanleyBroker
Transamerica Financial Advisors, INCBroker
World Group Securities, INC.Broker
Citigroup Global Markets INC.Broker
Citicorp Investment ServicesBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.