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Seitoku Takahashi

26 Years of Experience
Honolulu, HI
BrokerSells Insurance

Seitoku Takahashi is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Honolulu, HI, with 26 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

433 Kapahulu Ave, Honolulu, HI, 96815

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Seitoku works for First Hawaiian Advisors and First Hawaiian Bank in financial services roles, dedicating about half of his time to each. He also makes available insurance products, such as fixed rate annuities and traditional life insurance, through First Hawaiian Bank, spending a few hours per week on this activity.

Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
November 2017 - Present · 8 yrs 6 mos
Raymond James Financial Services Advisors, INC
November 2017 - Present · 8 yrs 6 mos
Previous Registrations
Cetera Investment Services LLCBroker
April 2017 - November 2017 · 7 mos
Cetera Investment Advisers LLC
April 2017 - November 2017 · 7 mos
LPL Financial LLC
July 2011 - April 2017 · 5 yrs 9 mos
LPL Financial LLCBroker
July 2011 - April 2017 · 5 yrs 9 mos
Uvest Financial Services Group, INC.
September 2006 - July 2011 · 4 yrs 10 mos
Uvest Financial Services Group, INC.Broker
July 2005 - July 2011 · 6 yrs
Duerr Financial CorporationBroker
May 2002 - July 2005 · 3 yrs 2 mos
Fiserv Investor Services, INC.Broker
March 2002 - May 2002 · 2 mos
Signator Investors, INC.Broker
September 1999 - March 2002 · 2 yrs 6 mos
State Registrations8 states
CAFLHINCNVNYTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.