James Seto is a registered investment advisor at Morgan Stanley, based in Honolulu, HI, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
733 Bishop Street, Suite 2800, Honolulu, HI, 96813
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Regulatory History (1)
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Customer Dispute
August 2004Closed-No Action
Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 17 yrs 3 mos
Morgan Stanley
June 2009 - Present · 17 yrs 3 mos
Previous Registrations
Citigroup Global Markets INC.
November 2008 - June 2009 · 7 mos
Citigroup Global Markets INC.Broker
October 2008 - June 2009 · 8 mos
Wachovia Securities, LLCBroker
July 2003 - November 2008 · 5 yrs 4 mos
Wachovia Securities, LLC
July 2003 - November 2008 · 5 yrs 4 mos
Prudential Securities Incorporated
November 1999 - July 2003 · 3 yrs 8 mos
Prudential Securities IncorporatedBroker
September 1999 - July 2003 · 3 yrs 10 mos
State Registrations22 states
AZCACOFLGAHIIDILMDMIMNMONCNYOHOKORPATXUTVAWA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.