Ariel Cruz is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Miami, FL, with 26 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
Loading...

Location

2700 SW 3rd Avenue, Suite 2B, Miami, FL, 33129

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Ariel owns rental real estate, dedicating minimal time to it. Ariel also manages the practice and handles bookkeeping for PrietoCruz Advisors, LLC, spending a few hours per week on this activity.

Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
March 2016 - Present · 10 yrs 2 mos
Previous Registrations
Wells Fargo Advisors, LLC
September 2005 - March 2016 · 10 yrs 6 mos
Wells Fargo Advisors, LLCBroker
September 2005 - March 2016 · 10 yrs 6 mos
Citicorp Investment Services
November 2004 - September 2005 · 10 mos
Citicorp Investment ServicesBroker
August 1999 - September 2005 · 6 yrs 1 mo
State Registrations10 states
CAFLGAMAMNNHNYPRSDTN
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Ariel Cruz - Financial Advisor | TrueAdvisor