Tony Wong is a registered investment advisor at Citigroup Global Markets INC., based in Boca Raton, FL, with 24 years of industry experience. Tony operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 56,938 clients with $47B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
CGMI offers various investment advisory programs with different fee structures. The CGMI fee is an annualized, fixed, asset-based fee of up to 2% that is negotiable based on a number of factors. Clients may also pay separate fees to third-party investment managers, generally ranging from 0.05% to 1.00% depending on the asset class and investment style. These fees do not include additional charges such as wire transfer fees, taxes, or brokerage commissions for trades executed outside of CGMI or Clearing Firm.
Location
CWM Retail, Sales, 3009 Yamato Road, Boca Raton, FL, 33434
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Tony is a caretaker for Consumer Directed Care Plus, driving his daughter to school each morning. This activity takes about 10-20% of his time outside of securities trading hours and is not investment-related.
Employment History
Current Registrations
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Previous Registrations
Citigroup Global Markets INC.Broker
Morgan Stanley Smith BarneyBroker
Citigroup Global Markets INC.Broker
Citicorp Investment ServicesBroker
State Registrations14 states
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