LC
LC

Laura Cardinal

22 Years of Experience
Deerfield, IL
Broker

Laura Cardinal is a registered investment advisor at Morgan Stanley, based in Deerfield, IL, with 22 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

111 South Pfingsten Road, Suite 200, Deerfield, IL, 60015

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Laura works as an AV Coordinator for Faith United Methodist Church, a non-profit organization, dedicating a few hours per week outside of business hours. This activity is not investment-related.

Employment History
Current Registrations
Morgan Stanley
May 2022 - Present · 4 yrs
Morgan StanleyBroker
May 2022 - Present · 4 yrs
Previous Registrations
Fifth Third Securities, INC.
January 2010 - May 2022 · 12 yrs 4 mos
Fifth Third Securities, INC.Broker
January 2010 - May 2022 · 12 yrs 4 mos
Citigroup Global Markets INC.
December 2007 - January 2010 · 2 yrs 1 mo
Citigroup Global Markets INC.Broker
May 2007 - January 2010 · 2 yrs 8 mos
Citicorp Investment ServicesBroker
June 2003 - May 2007 · 3 yrs 11 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Laura Cardinal - Financial Advisor | TrueAdvisor