Wilfredo Miranda
Wilfredo Miranda is a registered investment advisor at Ausdal Financial Partners, INC., based in Oakbrook Terrace, IL, with 19 years of industry experience. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 10,402 clients with $2.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ausdal Financial Partners offers several investment management programs. Fees vary depending on the program and custodian.
Advisor Managed Account (AMP): Fees are negotiated with your advisor, with a maximum annual fee of 3%. Wrap accounts include all transaction costs, while non-wrap accounts charge separately for advisory services and transactions.
Third Party Managed Accounts (SMA/UMA): Fees consist of an Investment Advisor Representative Fee, a Platform Fee (0.11% to 0.28%), and a Manager Fee (0% to 0.80%).
Retirement Plan Advisory Program: Maximum annual fee of 3%. Fees can be a fixed percentage or tiered based on account assets.
Held Away Accounts (Pontera): Maximum advisory fee of 1.5% of account assets. Fees must be deducted from an alternate advisory account or billed directly to the client.
Location
1S443 Summit Avenue, Suite 205, Oakbrook Terrace, IL, 60181
Get directionsHistory
Regulatory History (5)
Customer Dispute
June 2025Customer Dispute
October 2024Customer Dispute
August 2024Customer Dispute
October 2022Criminal
December 1979Other Business ActivitiesSells Insurance
Wilfredo helps manage a 45-unit apartment building and is an elder/trustee at Palmetto Baptist Church. He also sells insurance products, dedicating a few hours per week to this activity, and works as a notary, spending minimal time on it.
Employment History
Current Registrations
Ausdal Financial Partners, INC.
Ausdal Financial Partners, INC.Broker
Previous Registrations
Moloney Securities CO., INC.
Moloney Securities CO., INC.Broker
United Securities Alliance, INC.Broker
Wma Securities, INC.Broker
State Registrations26 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.