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Kevin Nichols

21 Years of Experience
Greenwich, CT
Broker

Kevin Nichols is a registered investment advisor at Morgan Stanley, based in Greenwich, CT, with 21 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

One Fawcett Place, 3rd Floor, Greenwich, CT, 06830

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Kevin serves as a trustee for a trust in Laconia, New Hampshire since 2020. This investment-related activity requires minimal time outside of business hours.

Employment History
Current Registrations
Morgan Stanley
October 2014 - Present · 11 yrs 7 mos
Morgan StanleyBroker
October 2014 - Present · 11 yrs 7 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 2011 - October 2014 · 3 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 2011 - October 2014 · 3 yrs 3 mos
Newedge USA, LLCBroker
October 2009 - May 2011 · 1 yr 7 mos
Morgan Stanley & CO. IncorporatedBroker
June 2003 - January 2009 · 5 yrs 7 mos
State Registrations36 states
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AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Kevin Nichols - Financial Advisor | TrueAdvisor