Paul Peterson is a registered investment advisor, based in Wheaton, IL, with 26 years of industry experience.
Location
120 E. Liberty Drive, Suite 400, Wheaton, IL, 60187
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
First Trust Portfolios L.P.
September 2014 - Present · 11 yrs 8 mos
First Trust Advisors LP
September 2014 - Present · 11 yrs 8 mos
First Trust Portfolios L.P.Broker
September 2014 - Present · 11 yrs 8 mos
Previous Registrations
Invesco Advisers, INC.
October 2010 - September 2014 · 3 yrs 11 mos
Invesco Distributors, INC.Broker
June 2010 - September 2014 · 4 yrs 3 mos
Van Kampen Advisors INC
April 2004 - June 2010 · 6 yrs 2 mos
Van Kampen Funds INC.Broker
August 1999 - June 2010 · 10 yrs 10 mos
State Registrations2 states
FLIL
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.