BH
BH

Ben Hatcher

21 Years of Experience
Sarasota, FL
BrokerSells Insurance

Ben Hatcher is a registered investment advisor at Wells Fargo Advisors, based in Sarasota, FL, with 21 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

238 S Washington Blvd, Sarasota, FL, 34236

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Ben is a board member of Hidden Oaks Estates Homeowners Association, dedicating minimal time. Ben also has ownership stakes in Capstan Financial Legacy, LLC, Capstan Financial Holding LLC, Capstan Growth Partners LLC, and Capstan Insurance Consulting LLC, dedicating varying amounts of time to each.

Employment History
Current Registrations
Wells Fargo Advisors
October 2013 - Present · 12 yrs 11 mos
Wells Fargo Advisors Financial Network, LLCBroker
September 2013 - Present · 13 yrs
Previous Registrations
Banc of America Investment Services, INC.Broker
September 1999 - February 2009 · 9 yrs 5 mos
State Registrations2 states
FLNC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Ben Hatcher - Financial Advisor | TrueAdvisor