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Ronda Smith

26 Years of Experience
Billings, MT
BrokerSells Insurance

Ronda Smith is a registered investment advisor, based in Billings, MT, with 26 years of industry experience.

Location

2101 Broadwater Avenue, Suite 101, Billings, MT, 59102

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Ronda is the President of Ronda S Smith Financial Services Inc, offering investment and insurance products and services, dedicating about a quarter of her time. She also owns commercial and residential rental properties, serves on the City of Billings Animal Control Board, and holds power of attorney for her mother.

Employment History
Current Registrations
Cetera Investment Advisers LLC
February 2025 - Present · 1 yr 3 mos
Cetera Wealth Services, LLCBroker
February 2025 - Present · 1 yr 3 mos
Previous Registrations
Center Street Securities, INC.Broker
May 2012 - June 2012 · 1 mo
Concourse Financial Group Advisors
June 2010 - February 2025 · 14 yrs 8 mos
Concourse Financial Group Securities, INC.Broker
May 2010 - February 2025 · 14 yrs 9 mos
Uvest Financial Services Group, INC.Broker
August 2008 - May 2010 · 1 yr 9 mos
Uvest Financial Services Group, INC.
August 2008 - May 2010 · 1 yr 9 mos
First Wall Street CORP.
February 2008 - August 2008 · 6 mos
First Wall Street CORP.Broker
November 2007 - August 2008 · 9 mos
Metlife Securities INC.
December 2005 - November 2007 · 1 yr 11 mos
Metlife Securities INC.Broker
December 2005 - November 2007 · 1 yr 11 mos
Metropolitan Life Insurance CompanyBroker
December 2005 - July 2007 · 1 yr 7 mos
Citistreet Financial Services LLC
April 2002 - December 2005 · 3 yrs 8 mos
Citistreet Equities LLCBroker
March 2002 - December 2005 · 3 yrs 9 mos
RBC Dain Rauscher INC.Broker
September 1999 - March 2002 · 2 yrs 6 mos
State Registrations10 states
AZCACOIDMTNVORTXUTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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