Stephen Shannon is a registered investment advisor at Panteles Advisors, based in Argyle, TX, with 2 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Financial Planning & Coaching, High Net Worth, Investment Management, and 1 more. Their firm serves 26 clients with $68M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
Investment management fees are negotiated and will not exceed 1.00% of the assets under management. For qualified-investor clients, the advisor may instead agree to (i) a negotiated flat fee in lieu of a market-value-based fee, and/or (ii) a performance-based fee or similar incentive structure calculated on returns exceeding a mutually negotiated preferred return.
Fee Estimator
Location
415 Us 377, Suite 110, Argyle, TX, 76226
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Stephen is the Founder and Manager of Colo Development Partners, LLC, a commercial real estate venture, dedicating nearly full-time hours to it. He also serves as a Board Member for the North Texas Community Foundation, a non-profit, spending minimal time on this role.
Employment History
Current Registrations
Panteles Advisors
Previous Registrations
Citigroup Global Markets INC.
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.