Kin Tung is a registered investment advisor at Morgan Stanley, based in New York, NY, with 21 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
399 Park Avenue, 12th Floor, New York, NY, 10022
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
November 2019 - Present · 6 yrs 8 mos
Morgan StanleyBroker
November 2019 - Present · 6 yrs 8 mos
Previous Registrations
Hsbc Securities (USA) INC.Broker
March 2015 - October 2019 · 4 yrs 7 mos
Hsbc Securities (USA) INC.
March 2015 - October 2019 · 4 yrs 7 mos
Morgan Stanley
November 2013 - December 2014 · 1 yr 1 mo
Morgan StanleyBroker
November 2013 - March 2015 · 1 yr 4 mos
J.P. Morgan Securities LLC
October 2012 - November 2013 · 1 yr 1 mo
J.P. Morgan Securities LLCBroker
October 2012 - November 2013 · 1 yr 1 mo
Chase Investment Services CORP.
February 2012 - October 2012 · 8 mos
Chase Investment Services CORP.Broker
February 2012 - October 2012 · 8 mos
Hsbc Securities (USA) INC.
August 2008 - February 2012 · 3 yrs 6 mos
Hsbc Securities (USA) INC.Broker
March 2006 - February 2012 · 5 yrs 11 mos
AXA Advisors, LLCBroker
November 2005 - February 2006 · 3 mos
Hsbc Brokerage (USA) INC.Broker
January 2005 - January 2005 · 0 mos
Hsbc Securities (USA) INC.Broker
January 2005 - September 2005 · 8 mos
State Registrations19 states
CACTDEFLILLAMAMSNCNENJNVNYPARITXVAVirgin IslandsWA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.