Richard Harvey
Richard Harvey is a registered investment advisor at LPL Financial LLC, based in Greensboro, NC, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
800 Green Valley Rd Ste 204, Greensboro, NC, 27408
Get directionsHistory
Regulatory History (2)
Customer Dispute
August 2008Criminal
May 1990Other Business Activities
Richard created Richard W. Harvey, LLC for tax purposes in 2007. He also provides investment advisory services through Independent Advisor Alliance LLC, spending nearly full-time on this activity.
Employment History
Current Registrations
LPL Financial LLC
Independent Advisor Alliance, LLC
LPL Financial LLCBroker
Previous Registrations
LPL Financial LLC
Woodbury Financial Services, INC.
Woodbury Financial Services, INC.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.