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David Sanford

26 Years of Experience
Springfield, MO
Broker

David Sanford is a registered investment advisor, based in Springfield, MO, with 26 years of industry experience.

Location

Springfield, MO

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

David is involved in numerous businesses, including accounting, farming, propane sales and delivery, manufacturing, software, payroll services, retail (boats and tackle), marketing, finance, construction, and commercial property. He spends about a quarter of his time on accounting, tax and payroll services and minimal time on all other activities.

Employment History
Current Registrations
Cetera Financial Specialists LLCBroker
August 2023 - Present · 2 yrs 9 mos
Cetera Investment Advisers LLC
August 2023 - Present · 2 yrs 9 mos
Previous Registrations
Securities America, INC.Broker
August 2020 - August 2023 · 3 yrs
Securities America Advisors, INC.
August 2020 - August 2023 · 3 yrs
Cetera Investment Advisers LLC
January 2005 - August 2020 · 15 yrs 7 mos
Cetera Financial Specialists LLCBroker
May 2002 - August 2020 · 18 yrs 3 mos
Hochman & Baker Securities, INC.Broker
September 1999 - May 2002 · 2 yrs 8 mos
State Registrations7 states
ARCAFLIAKSMOOH
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
David Sanford - Financial Advisor | TrueAdvisor