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Gregory Seals

26 Years of Experience
Toledo, OH
1 DisclosureBrokerSells Insurance

Gregory Seals is a registered investment advisor at MML Investors Services, LLC, based in Toledo, OH, with 26 years of industry experience. Gregory is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5086 advisors
IM Fee
Planning only
Assets Under Management
$115.6B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

7150 W Central Ave, Suite 100, Toledo, OH, 43617

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2009
Denied
Other Business ActivitiesSells Insurance

Gregory is involved in several outside business activities related to insurance sales. He sells life and health insurance, and also offers, teaches, and trains on Medicare products and services, dedicating a few hours per week to each activity.

Employment History
Current Registrations
MML Investors Services, LLC
September 2014 - Present · 12 yrs 1 mo
MML Investors Services, LLCBroker
March 2013 - Present · 13 yrs 7 mos
Previous Registrations
Signator Investors, INC.Broker
October 1999 - February 2013 · 13 yrs 4 mos
State Registrations5 states
FLMIOHVAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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