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Gregory Seals

26 Years of Experience
Toledo, OH
1 DisclosureBrokerSells Insurance

Gregory Seals is a registered investment advisor at MML Investors Services, LLC, based in Toledo, OH, with 26 years of industry experience. Gregory operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
4920 advisors
Number of Clients
392,809 clients
Average Client Portfolio
$229K average
Assets Under Management
$90.0B

Fee Structure

Investment management only (planning not offered)

MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.

For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.

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Location

7150 W Central Ave, Suite 100, Toledo, OH, 43617

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History

Regulatory History (1)
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Customer Dispute
February 2009
Denied
Other Business ActivitiesSells Insurance

Gregory is involved in several outside business activities related to insurance sales. He sells life and health insurance, and also offers, teaches, and trains on Medicare products and services, dedicating a few hours per week to each activity.

Employment History
Current Registrations
MML Investors Services, LLC
September 2014 - Present · 12 yrs
MML Investors Services, LLCBroker
March 2013 - Present · 13 yrs 6 mos
Previous Registrations
Signator Investors, INC.Broker
October 1999 - February 2013 · 13 yrs 4 mos
State Registrations5 states
FLMIOHVAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.