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Craig Mizuno

26 Years of Experience
Tracy, CA
Broker

Craig Mizuno is a registered investment advisor at Cetera Investment Advisers LLC, based in Tracy, CA, with 26 years of industry experience. Craig operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

527 W. 11th St, Tracy, CA, 95376

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Craig is the owner of Mizuno CPA, an accounting practice, where he works as a CPA with power of attorney for IRS and other tax matters, dedicating nearly full-time hours during trading. He is also a trustee on a family trust, requiring minimal time.

Employment History
Current Registrations
Cetera Investment Advisers LLC
January 2002 - Present · 24 yrs 4 mos
Cetera Financial Specialists LLCBroker
October 1999 - Present · 26 yrs 7 mos
State Registrations1 state
CA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Craig Mizuno - Financial Advisor | TrueAdvisor