Edward Dingess is a registered investment advisor, based in Charlotte, NC, with 25 years of industry experience.
Location
1030 Admiral Nelson Ct, Charlotte, NC, 28262
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Edward maintains an insurance license, originally obtained in 1999. This requires minimal time and is not investment-related.
Employment History
Current Registrations
Vanguard Advisers, INC.
April 2025 - Present · 1 yr 3 mos
Vanguard Marketing CorporationBroker
April 2025 - Present · 1 yr 3 mos
Vanguard Marketing Corporation
April 2025 - Present · 1 yr 3 mos
Previous Registrations
Tiaa-Cref Individual & Institutional Services, LLCBroker
September 2005 - November 2024 · 19 yrs 2 mos
Advice and Planning Services
September 2005 - November 2024 · 19 yrs 2 mos
Wachovia Securities, LLC
July 2003 - August 2005 · 2 yrs 1 mo
Wachovia Securities, LLCBroker
July 2003 - August 2005 · 2 yrs 1 mo
Prudential Securities Incorporated
November 1999 - July 2003 · 3 yrs 8 mos
Prudential Securities IncorporatedBroker
October 1999 - July 2003 · 3 yrs 9 mos
State Registrations2 states
NCTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.