JA
CFP
JA
CFP
Jeremy Appleton is a CFP-designated registered investment advisor at Morgan Stanley, based in Middleton, WI, with 23 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
8215 Greenway Boulevard, 4th Floor, Middleton, WI, 53562
Get directionsHistory
Regulatory History (1)
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Regulatory
October 2018Final
Employment History
Current Registrations
Morgan StanleyBroker
July 2018 - Present · 8 yrs 2 mos
Morgan Stanley
July 2018 - Present · 8 yrs 2 mos
Previous Registrations
CUNA Brokerage Services, INC.Broker
February 2013 - June 2018 · 5 yrs 4 mos
CUNA Brokerage Services, INC.
February 2013 - June 2018 · 5 yrs 4 mos
Three Lakes Securities, LLC
June 2011 - February 2013 · 1 yr 8 mos
Three Lakes Securities, LLCBroker
January 2011 - February 2013 · 2 yrs 1 mo
Coordinated Capital Securities, INC.
August 2009 - February 2013 · 3 yrs 6 mos
Coordinated Capital Securities, INC.Broker
August 2009 - February 2013 · 3 yrs 6 mos
Walnut Street Securities, INC.
March 2008 - August 2009 · 1 yr 5 mos
Walnut Street Securities, INC.Broker
March 2008 - August 2009 · 1 yr 5 mos
Northern Trust Securities, INC.Broker
January 2008 - February 2008 · 1 mo
Citigroup Global Markets INC.Broker
February 2003 - August 2005 · 2 yrs 6 mos
Citigroup Global Markets INC.
February 2003 - August 2005 · 2 yrs 6 mos
Van Kampen Funds INC.Broker
March 2001 - February 2003 · 1 yr 11 mos
Kemper Distributors, INC.Broker
September 1999 - March 2001 · 1 yr 6 mos
State Registrations24 states
AZCACOFLGAIAILKYMAMNMONDNHNMNYOHORPASCSDTNTXWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.