RR
CFP
RR
CFP

Randall Rice

26 Years of Experience
Hickory, NC
BrokerSells Insurance

Randall Rice is a CFP-designated registered investment advisor at Ameriprise Financial Services, LLC, based in Hickory, NC, with 26 years of industry experience. Randall operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

34 2nd St Nw, Ste 300, Hickory, NC, 28601

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Randall is an independent insurance broker with Great American Insurance Group since 2016.

Employment History
Current Registrations
Ameriprise Financial Services, LLCBroker
September 2005 - Present · 20 yrs 10 mos
Ameriprise Financial Services, LLC
September 2005 - Present · 20 yrs 10 mos
Ameriprise Financial Services, LLC
September 2005 - Present · 20 yrs 10 mos
Previous Registrations
A. G. Edwards & Sons, INC.
June 2004 - September 2005 · 1 yr 3 mos
A. G. Edwards & Sons, INC.Broker
September 1999 - September 2005 · 6 yrs
State Registrations34 states
AKARAZCACOCTDCFLGAILINKYLAMAMDMEMIMNMONCNYOHOKORPARISCTNTXUTVAWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Randall Rice - Financial Advisor | TrueAdvisor