TrueAdvisor
TrueAdvisor
TM
ChFC
TM
ChFC

Thomas Mcginnis

Belpointe Asset Management LLC
53 Years of Experience
Springfield, OR
2 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Thomas Mcginnis is a ChFC-designated registered investment advisor at Belpointe Asset Management LLC, based in Springfield, OR, with 53 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 7,604 clients with $7.6B in assets under management.

Belpointe Asset Management LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
172 advisors
Number of Clients
7,604 clients
Average Client Portfolio
$997K average
Assets Under Management
$7.6B

Fee Structure

Minimum Investment:None
Planning is included in investment management
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Advisory fees are negotiable and can be structured as a flat fee, fixed rate percentage, linear fee percentage, or tiered fee percentage, up to a maximum annual rate of 2.50%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1840 5th Street, Springfield, OR, 97477

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2002
Award / Judgment
Employment Separation After Allegations
June 1995
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Thomas is an insurance producer with Belpointe Insurance, LLC, dedicating minimal time to insurance sales. He also co-owns residential rental properties and works as a registered representative selling variable insurance through DH Hill Securities LLP, taking about half of his time.

Employment History
Current Registrations
Belpointe Asset Management LLC
May 2020 - Present · 6 yrs 5 mos
D.H. Hill Securities, LllpBroker
March 2020 - Present · 6 yrs 7 mos
D.H. Hill Securities, Lllp
March 2020 - Present · 6 yrs 7 mos
Previous Registrations
Belpointe Asset Management LLC
March 2020 - March 2020 · 0 mos
B.B. Graham & Company, INC.Broker
April 2019 - April 2020 · 1 yr
B.B. Graham & Company, INC.
April 2019 - April 2020 · 1 yr
Capital Financial Services, INC.
March 2007 - April 2019 · 12 yrs 1 mo
Capital Financial Services, INC.Broker
March 2007 - April 2019 · 12 yrs 1 mo
United Heritage Financial Services, INC.
February 2005 - March 2007 · 2 yrs 1 mo
United Heritage Financial Services, INC.Broker
February 2005 - March 2007 · 2 yrs 1 mo
United Heritage Financial Services, INC.
February 2005 - February 2005 · 0 mos
Lincoln Financial Advisors Corporation
March 2004 - February 2005 · 11 mos
Lincoln Financial Advisors CorporationBroker
August 1995 - February 2005 · 9 yrs 6 mos
The Lincoln National Life Insurance CompanyBroker
August 1995 - February 2005 · 9 yrs 6 mos
Pruco Securities CorporationBroker
February 1982 - June 1995 · 13 yrs 4 mos
The Prudential Insurance Company of AmericaBroker
July 1973 - December 1993 · 20 yrs 5 mos
State Registrations6 states
AZCAIDORVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Springfield, OR →All financial advisors in Oregon →
Thomas Mcginnis - Financial Advisor | TrueAdvisor